SmallPE Agentic Investment Team

Documentation for the AI-First Investment Team
Five specialized agents working in harmony to revolutionize private equity

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AI-First Investment Team Architecture

Orchestrated Intelligence

The SmallPE Agent Swarm consists of five specialized AI agents, each with distinct roles and capabilities, working together under the coordination of a Managing Partner agent. This architecture enables parallel processing, specialized expertise, and seamless collaboration across the entire investment lifecycle.

Each agent operates with advanced AI models (Claude Opus/Sonnet), has access to comprehensive toolsets, and maintains dedicated workspaces for their specialized functions.

Key Features:

  • • Parallel processing capabilities
  • • Specialized domain expertise
  • • Automated workflow orchestration
  • • Ruby-based tool development
AI Network

The Team of AI Agents

Managing Partner

Strategic Orchestrator & Decision Maker

Core Responsibilities:

  • • Coordinate entire deal pipeline across all agents
  • • Make strategic investment decisions
  • • Prioritize deal opportunities and resource allocation
  • • Ensure alignment between thesis and execution
  • • Oversee AI-native competitive advantage

Technical Capabilities:

  • • Model: Claude Opus
  • • Connections: All agents (Oracle, Athena, Helios, Logos, Hermes)
  • • Special Tools: Pandoc MCP for document conversion
  • • Full toolset: Read, Edit, Write, Bash, WebFetch, WebSearch

Focus: Building SmallPE as an AI-native firm with intelligent automation at its core, creating a flywheel effect where every deal makes the firm smarter.

Oracle

Investment Thesis Development & Macro Trend Analysis

Core Responsibilities:

  • • Macro data synthesis from academic papers, patents, VC trends
  • • Emerging theme identification using weak signal analysis
  • • Thesis stress-testing through scenario analysis
  • • White space mapping in competitive landscapes

Technical Setup:

  • • Model: Claude Opus
  • • Directory: ./thesis-development
  • • Tools: Read, Edit, Write, Bash, WebFetch, WebSearch
  • • Focus: Ruby script development for analysis

Mission: Identify high-potential, defensible investment opportunities by synthesizing trends and ensuring SmallPE invests ahead of the curve.

Helios

Deal Sourcing & Initial Screening

Core Responsibilities:

  • • Multi-channel deal sourcing automation
  • • Intelligent screening using Oracle's thesis
  • • Relationship intelligence and network mapping
  • • Generate comprehensive opportunity snapshots

Technical Setup:

  • • Model: Claude Opus
  • • Directory: ./deal-sourcing
  • • Connections: Oracle (for thesis alignment)
  • • Tools: Full web research and analysis suite

Goal: Build the most qualified deal pipeline in the lower-middle market through intelligent automation and relationship mapping.

Athena

Comprehensive Due Diligence Orchestrator

Core Responsibilities:

  • • Multi-workstream diligence coordination
  • • Automated data extraction and verification
  • • Risk identification and mitigation planning
  • • Create unified source of truth for deals

Technical Setup:

  • • Model: Claude Opus
  • • Directory: ./due-diligence
  • • Connections: Helios (receives screened deals)
  • • Focus: Ruby automation for data processing

Mission: Transform due diligence from manual, fragmented process into automated, comprehensive analysis that serves as definitive deal reference.

Prometheus

Business Evaluation & Value Creation Mapping

Core Responsibilities:

  • • Positive-minded assessment with realistic lens
  • • Systematic value creation opportunity mapping
  • • Challenge identification with mitigation framing
  • • Business quality assessment and recommendations

Technical Setup:

  • • Model: Claude Opus
  • • Directory: ./business-evaluation
  • • Connections: Themis (evidence verification)
  • • Tools: Excel/PDF to Markdown converters, full analysis suite

Mission: Create comprehensive, growth-oriented evaluation reports that identify value creation opportunities and honestly document challenges.

Themis

Evidence Verification & Reference Tracking

Core Responsibilities:

  • • Systematic verification of claims and assessments
  • • Evidence chain management with precise references
  • • Gap identification and diligence recommendations
  • • Verification status tracking and quality assessment

Technical Setup:

  • • Model: Claude Sonnet
  • • Directory: ./evidence-verification
  • • Connections: Prometheus (business evaluator)
  • • Tools: Excel/PDF to Markdown converters, evidence tracker

Mission: Ensure every claim in evaluation reports is backed by documented, verifiable evidence with rigorous reference tracking.

Logos

Financial Modeling & Valuation

Core Responsibilities:

  • • Automated model population & assumption triangulation
  • • Monte Carlo simulation for probabilistic returns
  • • Value creation bridge visualization
  • • Comprehensive scenario analysis

Technical Setup:

  • • Model: Claude Opus
  • • Directory: ./financial-modeling
  • • Connections: Athena (receives diligence data)
  • • Specialty: Ruby mathematical/statistical libraries

Goal: Transform financial modeling from static spreadsheets to dynamic, probabilistic exercises that quantify uncertainty and highlight key value drivers.

Hermes

Financing & Deal Closing

Core Responsibilities:

  • • Lender matching from proprietary databases
  • • Automated CIM drafting assistance
  • • Dynamic closing checklist management
  • • Continuous process optimization

Technical Setup:

  • • Model: Claude Sonnet
  • • Directory: ./deal-closing
  • • Connections: Logos (receives financial models)
  • • Focus: Document generation & project management

Mission: Streamline financing and ensure flawless deal execution by automating routine tasks and eliminating bottlenecks.

Agent Workflow & Connections

Deal Pipeline Flow

How agents collaborate throughout the investment lifecycle

1

Thesis Development

Oracle identifies investment themes

2

Deal Sourcing

Helios sources and screens opportunities

3

Due Diligence

Athena orchestrates comprehensive analysis

4

Financial Modeling

Logos builds probabilistic models

5

Deal Closing

Hermes manages financing and execution

Managing Partner Orchestration

Coordinates all agents and makes strategic decisions throughout the process

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